FALCONS I, LLC – investment adviser, $2.75B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$2,749,778,000	100.0%

Filing source

Form ADV 2080560 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ANGEL OAK MORTGAGE FUND, LPHedge Fund · Last reported Apr 28, 2021$566MGross asset value

Form D fundraising filings

Angel Oak Mortgage Fund, LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANC OF CALIFORNIA SANTA ANA, California, United States Related to adviser: No

Custodian IBERIA BANK ATLANTA, Georgia, United States Related to adviser: No

Custodian U.S. BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Marketer ANGEL OAK CAPITAL ADVISORS, LLC ATLANTA, Georgia, United States Related to adviser: Yes

Marketer B. RILEY SECURITIES, INC. LOS ANGELES, California, United States Related to adviser: No

Marketer BURY STREET LONDON, United Kingdom Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Marketer WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

ANGEL OAK CAPITAL ADVISORS, LLC
CRD 151090 · SEC 801-70670

B. RILEY SECURITIES, INC.
CRD 25027 · SEC 8-41426

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-4616411807
Reported beneficial owners: 9
Minimum commitment: $500K
Form D file number: 021-322897

Form ADV 1536075 · Apr 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

980 HAMMOND DRIVE, SUITE 200
ATLANTA, GA, 30328, United States

CRD 294460

Filing source

Form ADV 2080560 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.