Form D · Hedge Fund

Altis Global Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC

Charlotte, NC · CIK 0001521635

Offering snapshot reported May 23, 2013 · SEC filing

Reported sold: $9.12M
Investors reported: 4
Minimum accepted: $100K
First sale: Jun 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$41,594,690 → $9,118,230
Reported investors5 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 23, 2013	Amendment	$9,118,230	-$32,476,460vs May 25, 2012	4	SEC filing
May 25, 2012	Amendment	$41,594,690	No comparison	5	SEC filing
May 27, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.5M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-160503

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wells Fargo Advisors, LLC	19616

Source: Form D, filed May 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTIS GLOBAL FUTURES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES MANAGED FUTURES & COMMODITIES PLATFORM, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value: $19.1M
Beneficial owners: 5
ADV minimum commitment: $100K

Reported in Form ADV on Nov 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC. CHARLOTTE, North Carolina, United States Related to adviser: Yes

Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: Yes

Marketer WELLS FARGO ADVISORS, LLC ST LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.
CRD 487 · SEC 8-395

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 766521 · Nov 14, 2013 · Schedule D 7.B.(1), fund 805-4014646001

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Alternative Strategies Group, Inc.	Promoter
Sheelpa P. Brown	Executive
Rob Coltrin	Executive
Doretta Dunegan	Executive
Dean A. Junkans	Director
Michael H. Koonce	Executive
Anil Kumar	Executive
Lloyd Lipsett	Executive
Yukari Nakano	Director, Executive
Britta Perkio Patterson	Director, Executive
Michael Roman	Executive
Adam I. Taback	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202