Form D · Private Equity Fund

Alternative Opportunities Fund, LP

Great Neck, NY · CIK 0001703397

Offering snapshot reported Jul 20, 2018 · SEC filing

Reported sold: $24.1M
Investors reported: 104
Minimum accepted: $100K
First sale: Aug 11, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 104

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 20, 2018	Amendment	$24,108,000	No comparison	104	SEC filing
Jul 24, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.5
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-291351

Source: Form D, filed Jul 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTERNATIVE OPPORTUNITIES FUND, LP

Investment adviser: SAG HARBOR CAPITAL MANAGEMENT, LLC

Gross asset value: $10.1M
Beneficial owners: 108
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ, INC. NEW YORK, New York, United States

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Custodian VALLEY NATIONAL BANK WAYNE, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ, INC.
PCAOB 199

Filing source

Form ADV 2081592 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-7253421530

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David M. Heiden	Executive
N/A Sag Harbor Capital Management, Llc	Promoter
Adam Windwer	Executive
Gregg Winter	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

60 Cutter Mill Road Suite 601
Great Neck, NY, 11021