SAG HARBOR CAPITAL MANAGEMENT, LLC – investment adviser, $427M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$427,192,002	100.0%

Filing source

Form ADV 2081592 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

W FINANCIAL FUND, LPHedge Fund · Last reported Mar 30, 2026$417MGross asset value

Form D fundraising filings

W FINANCIAL FUND, LP

Auditor CBIZ, INC. NEW YORK, New York, United States

Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, Illinois, United States Related to adviser: No

Custodian M&T BANK NEW YORK, New York, United States Related to adviser: No

Custodian VALLEY NATIONAL BANK WAYNE, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CBIZ, INC.
PCAOB 199

Fund details & source

Fund ID: 805-6630555836
Reported beneficial owners: 678
Minimum commitment: $100K
Form D file number: 021-56465

Form ADV 2081592 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALTERNATIVE OPPORTUNITIES FUND, LPReal Estate Fund · Last reported Mar 30, 2026$10.1MGross asset value

Form D fundraising filings

Alternative Opportunities Fund, LP

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ, INC. NEW YORK, New York, United States

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Custodian VALLEY NATIONAL BANK WAYNE, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CBIZ, INC.
PCAOB 199

Fund details & source

Fund ID: 805-7253421530
Reported beneficial owners: 108
Minimum commitment: $250K
Form D file number: 021-291351

Form ADV 2081592 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHAPEL HILL ONE LLCReal Estate Fund · Last reported Mar 18, 2022$4.83MGross asset value

Form D fundraising filings

Chapel Hill One LLC

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian M&T BANK BUFFALO, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MARCUM LLP
PCAOB 688

Fund details & source

Fund ID: 805-5576037543
Reported beneficial owners: 24
Minimum commitment: $50K
Form D file number: 021-344401

Form ADV 1619249 · Mar 18, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

60 CUTTER MILL ROAD, SUITE 601
GREAT NECK, NY, 11021, United States

CRD 161490

Filing source

Form ADV 2081592 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.