Form D · Hedge Fund

Altegris Long Short Alpha Fund, Ltd.

La Jolla, CA · CIK 0001504484

Offering snapshot reported Oct 28, 2013 · SEC filing

Reported sold
$11M
Offering amount: $11M
Investors reported
68
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.48M$11MFeb 1, 2011: $1,707,622.00Feb 1, 2011Feb 1, 2012: $9,743,262.00Feb 1, 2012Feb 1, 2013: $10,960,328.00Feb 1, 2013Oct 28, 2013: $10,960,328.00Oct 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 28, 2013Amendment$10,960,328$0vs Feb 1, 201368SEC filing
Feb 1, 2013Amendment$10,960,328$1,217,066vs Feb 1, 201268SEC filing
Feb 1, 2012Amendment$9,743,262$8,035,640vs Feb 1, 201153SEC filing
Feb 1, 2011Initial$1,707,622No comparison8SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154678
redeemable voting participating shares

Source: Form D, filed Oct 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS LONG SHORT ALPHA FUND LTD

Investment adviser: ALTEGRIS PORTFOLIO MANAGEMENT, INC.

Gross asset value
$4.38M
Beneficial owners
56
ADV minimum commitment
$50K

Reported in Form ADV on Apr 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1), fund 805-4193854862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Altegris Portfolio Management Inc Promoter
Robert J Amedeo Director
Kenneth I. Mc Guire Director
Matthew C Osborne Director
Richard G Pfister Director
Jon C Sundt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1200 Prospect Street Suite 400
La Jolla, CA, 92037