Form D · Hedge Fund

Altegris Emerging Markets Fund LP

La Jolla, CA · CIK 0001503750

Offering snapshot reported Oct 28, 2013 · SEC filing

Reported sold: $18.2M
Investors reported: 98
Minimum accepted: $100K
First sale: Dec 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$17,771,203 → $18,216,332
Reported investors65 → 98

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2013	Amendment	$18,216,332	$445,129vs Dec 4, 2012	98	SEC filing
Dec 4, 2012	Amendment	$17,771,203	$600,000vs Nov 30, 2011	65	SEC filing
Nov 30, 2011	Amendment	$17,171,203	$16,121,203vs Dec 3, 2010	63	SEC filing
Dec 3, 2010	Initial	$1,050,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-151335

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
more than 5	None	Hightower Securities LLC · CRD 116681

Source: Form D, filed Oct 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTEGRIS EMERGING MARKETS FUND LP

Investment adviser: ALTEGRIS PORTFOLIO MANAGEMENT, INC.

Gross asset value: $4.51M
Beneficial owners: 31
ADV minimum commitment: $100K

Reported in Form ADV on Apr 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC./SEI INVESTMENTS GLOBAL (CAYMAN) LIMITED OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: Yes

Marketer AVONDALE PARTNERS, LLC NASHVILLE, Tennessee, United States Related to adviser: No

Marketer HIGHTOWER SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

AVONDALE PARTNERS, LLC
CRD 46838 · SEC 801-70070

HIGHTOWER SECURITIES, LLC
CRD 116681 · SEC 8-53560

Filing source

Form ADV 815989 · Apr 10, 2014 · Schedule D 7.B.(1), fund 805-7883947865

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Altegris Portfolio Management Inc	Promoter
Robert J Amedeo	Executive
Kenneth I. Mc Guire	Director, Executive
Matthew C Osborne	Director, Executive
Richard G. Pfister	Executive
Jon C Sundt	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1200 Prospect Street Suite 400
La Jolla, CA, 92037