Form D · Private Equity Fund

Alpine Investors IV, LP

San Francisco, CA · CIK 0001465276

Offering snapshot reported Jan 25, 2011 · SEC filing

Reported sold: $112M
Investors reported: 19
Minimum accepted: $0
First sale: May 18, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$85,675,000 → $112,125,000
Reported investors13 → 19

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 25, 2011	Amendment	$112,125,000	$26,450,000vs Nov 25, 2009	19	SEC filing
Nov 25, 2009	Amendment	$85,675,000	$40,450,000vs Aug 26, 2009	13	SEC filing
Aug 26, 2009	Amendment	$45,225,000	$13,975,000vs Jun 1, 2009	10	SEC filing
Jun 1, 2009	Initial	$31,250,000	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-131612

Interests in the limited partnership

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None

Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPINE INVESTORS IV, LP

Investment adviser: ALPINE MANAGEMENT SERVICES III, LLC

Gross asset value: $19.9M
Beneficial owners: 24
ADV minimum commitment: $0

Reported in Form ADV on Apr 27, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DYNAMO SOFTWARE, INC. WATERTOWN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Filing source

Form ADV 1756546 · Apr 27, 2023 · Schedule D 7.B.(1), fund 805-7129327041

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Alpine Investors IV, LP (this fund)	Jan 25, 2011	$112,125,000	19
Alpine Investors V, LP	Apr 28, 2015	$256,000,000	15
Alpine Investors VI, LP	Jun 30, 2017	$532,000,000	64
ALPINE INVESTORS VII, LP	Mar 7, 2019	Yet to sell	0
ALPINE INVESTORS VIII, LP	May 28, 2021	Yet to sell	Not reported
ALPINE INVESTORS IX, LP	Nov 17, 2022	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Alpine General Partner Iv, Llc	Executive
Graham C. Weaver	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Three Embarcadero Center, Suite 2330
San Francisco, CA, 94111