Form D · Private Equity Fund
ALPINE INVESTORS IX, LP
San Francisco, CA · CIK 0001949938
Offering snapshot reported Nov 17, 2022 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 17, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-465179
The general partner of the issuer reserves the right to offer a greater or lesser amount of limited partner interests. The total offering amount listed above is aggregated between the issuer and its related parallel fund.
Such fees, if any, will only be paid upon sale of interests to certain investors and such amount to be determined based upon the commitment amounts of such investors.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EVERCORE GROUP L.L.C. | 42405 |
Source: Form D, filed Nov 17, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALPINE INVESTORS IX, LP
Investment adviser: ALPINE MANAGEMENT SERVICES III, LLC
- Gross asset value
- $2.41B
- Beneficial owners
- 172
- ADV minimum commitment
- $10M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97
Filing source
Form ADV 2080800 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7730456191
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Maguy | Executive |
| Daniel Sanner | Executive |
| Mark Strauch | Executive |
| Graham Weaver | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94111