Form D · Hedge Fund

ALPINE ASSOCIATES OFFSHORE FUND LTD

Cresskill, NJ · CIK 0001233463

Offering snapshot reported Mar 6, 2012 · SEC filing

Reported sold: $105M
Investors reported: 9
Minimum accepted: $0
First sale: Jan 2, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors6 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 6, 2012	Amendment	$104,830,041	$0vs Mar 11, 2010	9	SEC filing
Mar 8, 2011	Amendment	$104,830,041	$0vs Mar 11, 2010	9	SEC filing
Mar 11, 2010	Amendment	$104,830,041	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-55288

Source: Form D, filed Mar 6, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPINE ASSOCIATES OFFSHORE FUND LTD.

Investment adviser: ZOELLNER, ROBERT EMIL

Gross asset value: $9.59M
Beneficial owners: 5
ADV minimum commitment: $100K

Reported in Form ADV on May 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer TIMECAPITAL SECURITIES CORPORATION PORT JEFFERSON STATION, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

TIMECAPITAL SECURITIES CORPORATION
CRD 6845 · SEC 8-18248

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 645266 · May 4, 2012 · Schedule D 7.B.(1), fund 805-3316364407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ALPINE ASSOCIATES OFFSHORE FUND LTD (this fund)	Mar 6, 2012	$104,830,041	9
Alpine Associates Offshore Fund II Ltd	Mar 8, 2011	$64,377,000	2

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frank Fiorello	Executive
Todd Mason	Executive
Gerald Post	Executive
Michael Smircich	Executive
Robert Zoellner	Director
Robert Zoellner, Jr.	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Union Avenue
Cresskill, NJ, 07626