Investment adviser · CRD 137194

ALPINE ASSOCIATES ADVISORS

Investment adviser filing (IA)

ZOELLNER, ROBERT EMIL

ENGLEWOOD CLIFFS, NJ, United States · Form ADV filed Jan 9, 2015

Regulatory AUM: $3.91B
Client accounts: 9
Employees: 44
Advisory professionals: 14

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPINE HERITAGE, L.P.Hedge Fund · Last reported Aug 11, 2014$1.15BGross asset value

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No

Marketer KPG CAPITAL PARTNERS, LLC PARK CITY, Utah, United States Related to adviser: No

Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No

Marketer TIMECAPITAL SECURITIES CORPORATION PORT JEFFERSON STATION, New York, United States Related to adviser: No

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

KPG CAPITAL PARTNERS, LLC
CRD 165392 · SEC 8-69158

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

TIMECAPITAL SECURITIES CORPORATION
CRD 6845 · SEC 8-18248

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-6473977756
Reported beneficial owners: 260
Minimum commitment: $100K
Form D file number: 021-113808

Form ADV 837555 · Aug 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPINE ASSOCIATES, A LIMITED PARTNERSHIPHedge Fund · Last reported Aug 11, 2014$832MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA DEMAREST, New Jersey, United States Related to adviser: No