Form D · Hedge Fund

Alpine Associates II LP

Cresskill, NJ · CIK 0001306269

Offering snapshot reported Mar 5, 2013 · SEC filing

Reported sold
$156M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.9M$156MMar 12, 2009: $131,244,000.00Mar 12, 2009Mar 10, 2010: $142,256,000.00Mar 10, 2010Mar 8, 2011: $150,618,000.00Mar 8, 2011Mar 6, 2012: $155,898,000.00Mar 6, 2012Mar 5, 2013: $155,898,000.00Mar 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2013Amendment$155,898,000$0vs Mar 6, 20123SEC filing
Mar 6, 2012Amendment$155,898,000$13,642,000vs Mar 10, 20103SEC filing
Mar 8, 2011Amendment$150,618,000$8,362,000vs Mar 10, 20103SEC filing
Mar 10, 2010Amendment$142,256,000$11,012,000vs Mar 12, 20093SEC filing
Mar 12, 2009Amendment$131,244,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-70511

Source: Form D, filed Mar 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPINE ASSOCIATES II, L.P.

Investment adviser: ZOELLNER, ROBERT EMIL

Gross asset value
$30.7M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on May 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer APB FINANCIAL GROUP, LLC NEW YORK, New York, United States Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Marketer STUART PORTFOLIO CONSULTANTS, L.P. NEW YORK, New York, United States Related to adviser: No
Marketer TIMECAPITAL SECURITIES CORPORATION PORT JEFFERSON STATION, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

APB FINANCIAL GROUP, LLC
CRD 38235 · SEC 8-48144

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721

TIMECAPITAL SECURITIES CORPORATION
CRD 6845 · SEC 8-18248

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 735153 · May 1, 2013 · Schedule D 7.B.(1), fund 805-1241134383

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Victoria Eckert Executive
Frank Fiorello Executive
Todd Mason Executive
Gerald Post Executive
Michael Smircich Executive
Robert Zoellner, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Union Avenue
Cresskill, NJ, 07626