Form D · Other Investment Fund

ALPHAWORKS GIPHY THREE, LLC

New York, NY · CIK 0001614056

Offering snapshot reported Jul 17, 2014 · SEC filing

Reported sold
$100K
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$2.5K
Reported outside-investor minimum
First sale
Jul 11, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2014Initial$100,000No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-221306

Source: Form D, filed Jul 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAWORKS GIPHY THREE, LLC

Investment adviser: ALPHAWORKS, INC.

Gross asset value
$100K
Beneficial owners
15
ADV minimum commitment
$1K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-4030435610

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Auerbach Executive
Alphaworks Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
416 W 13 Th St Ste 203
New York, NY, 10014