Investment adviser · CRD 171166

ALPHAWORKS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

ALPHAWORKS, INC.

NEW YORK, NY, United States · Form ADV filed Mar 30, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHAWORKS GIPHY SEVEN, LLCVenture Capital Fund · Last reported Mar 30, 2015$300KGross asset value

Form D fundraising filings

Alphaworks Giphy Seven, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3061726531
Reported beneficial owners
25
Minimum commitment
$1K
Form D file number
021-235236

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS APC FOUR, LLCVenture Capital Fund · Last reported Mar 30, 2015$275KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5552417354
Reported beneficial owners
36
Minimum commitment
$1K
Form D file number
021-229254

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS DOTS SIX, LLCVenture Capital Fund · Last reported Mar 30, 2015$165KGross asset value

Form D fundraising filings

Alphaworks Dots Six LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5832533736
Reported beneficial owners
3
Minimum commitment
$1K
Form D file number
021-230324

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS SEE.ME ONE, LLCVenture Capital Fund · Last reported Mar 30, 2015$150KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6984848365
Reported beneficial owners
12
Minimum commitment
$1K
Form D file number
021-214950

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS GIPHY THREE, LLCVenture Capital Fund · Last reported Mar 30, 2015$100KGross asset value

Form D fundraising filings

ALPHAWORKS GIPHY THREE, LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4030435610
Reported beneficial owners
15
Minimum commitment
$1K
Form D file number
021-221306

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS QUIBB TWO, LLCVenture Capital Fund · Last reported Mar 30, 2015$100KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9434191666
Reported beneficial owners
14
Minimum commitment
$1K
Form D file number
021-219377

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAWORKS DOTS FIVE, LLCVenture Capital Fund · Last reported Mar 30, 2015$60KGross asset value

Form D fundraising filings

Alphaworks Dots Five LLC

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6876099732
Reported beneficial owners
2
Minimum commitment
$1K
Form D file number
021-230329

Form ADV 884695 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

29 LITTLE WEST 12TH STREET
NEW YORK, NY, 10014, United States

CRD 171166

Filing source

Form ADV 884695 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.