Form D · Hedge Fund

AlphaSimplex Quantitative Global Macro Fund, L.P.

Cambridge, MA · CIK 0001321731

Offering snapshot reported Jun 28, 2013 · SEC filing

Reported sold: $575M
Investors reported: 33
Minimum accepted: $1M
First sale: Dec 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$571,821,761 → $575,171,761
Reported investors31 → 33

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 28, 2013	Amendment	$575,171,761	$3,350,000vs Jun 21, 2012	33	SEC filing
Jun 21, 2012	Amendment	$571,821,761	$780,297vs May 31, 2011	31	SEC filing
May 31, 2011	Amendment	$571,041,464	$143,710,950vs Jun 1, 2010	30	SEC filing
Jun 1, 2010	Amendment	$427,330,514	-$3,236,400vs Mar 16, 2009	24	SEC filing
Mar 16, 2009	Initial	$430,566,914	No comparison	Not reported	SEC filing
Mar 23, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-75294

The entity listed in Item 12 are paid commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner(or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	JPM Advisors, LLC · CRD 144825

Source: Form D, filed Jun 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHASIMPLEX QUANTITATIVE GLOBAL MACRO FUND, L.P.

Investment adviser: ALPHASIMPLEX GROUP, LLC

Gross asset value: $116M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Mar 10, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No

Marketer JPM ADVISORS, LLC DOVER, Massachusetts, United States Related to adviser: No

Marketer NGAM S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States

Prime broker UBS AG STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

NEWEDGE USA, LLC
SEC 8-47023

JPM ADVISORS, LLC
CRD 144825 · SEC 8-67676

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 797516 · Mar 10, 2014 · Schedule D 7.B.(1), fund 805-7875863137

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeremiah H. Chafkin	Executive
Andrew W. Lo	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alphasimplex Gp, Llc One Cambridge Center
Cambridge, MA, 02142