Investment adviser · CRD 128356

ALPHASIMPLEX GROUP, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 26, 2026

Regulatory AUM: $3.09B
Client accounts: 16
Employees: 33
Advisory professionals: 17

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$1,540,026,091	49.9%
Investment companies	7	$1,397,145,843	45.3%
Retirement plans	Fewer than 5	$148,523,318	4.8%
Corporations & businesses	Fewer than 5	$243,924	0.0%

Filing source

Form ADV 2079765 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ADAPTIVE TREND FUND, L.P.Hedge Fund · Last reported Mar 26, 2026$860MGross asset value

Form D fundraising filings

ADAPTIVE TREND FUND, LP

Feeder funds

ADAPTIVE TREND FUND, LTD.

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker UBS AG NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 1096

GOLDMAN SACHS & CO. LLC
SEC 8-129

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-6644096593
Reported beneficial owners: 10
Minimum commitment: $5M
Form D file number: 021-286668

Form ADV 2079765 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHASIMPLEX QUANTITATIVE GLOBAL MACRO FUND, L.P.Hedge Fund · Last reported Mar 10, 2014$116MGross asset value

Form D fundraising filings

AlphaSimplex Quantitative Global Macro Fund, L.P.

Feeder funds

ALPHASIMPLEX QUANTITATIVE GLOBAL MACRO OFFSHORE FUND, LTD.

Fund administrator CITCO (CANADA) INC TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No

Marketer JPM ADVISORS, LLC DOVER, Massachusetts, United States Related to adviser: No

Marketer NGAM S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States

Prime broker UBS AG STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

NEWEDGE USA, LLC
SEC 8-47023

JPM ADVISORS, LLC
CRD 144825 · SEC 8-67676

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source

Fund ID: 805-7875863137
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-75294

Form ADV 797516 · Mar 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL ALPHA SIMPLEX LTD.Hedge Fund · Last reported Mar 10, 2014$16.5MGross asset value

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker NEWEDGE USA, LLC NEW YORK, New York, United States

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NEWEDGE USA, LLC
SEC 8-47023

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Fund details & source

Fund ID: 805-5888056455
Reported beneficial owners: 3
Minimum commitment: $100K

Form ADV 797516 · Mar 10, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHASIMPLEX ATS FUND, L.P.Hedge Fund · Last reported Sep 9, 2015$13.5MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE GRAND CAYMAN, Cayman Islands

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3474229796
Reported beneficial owners: 14
Minimum commitment: $1M

Form ADV 945970 · Sep 9, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

200 STATE STREET
BOSTON, MA, 02109, United States

CRD 128356

Filing source

Form ADV 2079765 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.