Form D · Other Investment Fund

ALPHAKEYS PAULSON ADVANTAGE, L.L.C.

New York, NY · CIK 0001471633

Offering snapshot reported Apr 20, 2017 · SEC filing

Reported sold: $238M
Investors reported: 530
Minimum accepted: $0
First sale: Oct 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2017	Amendment	$237,986,500	$0vs Apr 15, 2016	530	SEC filing
Apr 15, 2016	Amendment	$237,986,500	$0vs Apr 16, 2015	530	SEC filing
Apr 16, 2015	Amendment	$237,986,500	$0vs Apr 14, 2014	530	SEC filing
Apr 14, 2014	Amendment	$237,986,500	$50,000vs Nov 14, 2013	530	SEC filing
Nov 14, 2013	Amendment	$237,936,500	$305,000vs Nov 30, 2012	529	SEC filing
Nov 30, 2012	Amendment	$237,631,500	$1,750,000vs Dec 2, 2011	526	SEC filing
Dec 2, 2011	Amendment	$235,881,500	$21,879,500vs Dec 2, 2010	524	SEC filing
Dec 2, 2010	Amendment	$214,002,000	$14,793,000vs Dec 2, 2009	542	SEC filing
Dec 2, 2009	Amendment	$199,209,000	No comparison	498	SEC filing
Sep 15, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-134445

INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT AGENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS FINANCIAL SERVICES INC.	8174

Source: Form D, filed Apr 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS PAULSON ADVANTAGE FUND LLC

Investment adviser: UBS FUND ADVISOR, L.L.C.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1066628 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-2282276833

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ALPHAKEYS PAULSON ADVANTAGE, L.L.C. (this fund)	Apr 20, 2017	$237,986,500	530
ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.	Apr 20, 2017	$119,780,300	167

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert Francis Aufenanger	Director, Executive
James Augir	Executive
Eric Brotman	Director, Executive
Joseph Chiurazzi	Executive
John T. Connors	Executive
Daryl Dewbrey	Executive
Anna Gindes	Executive
Craig K. Goos	Executive
Alexander Gurerich	Executive
Alexander Gurevich	Executive
Louis Kleist	Executive
Jennifer Magro	Executive
Gary Muniz	Executive
Jerry Pascucci	Executive
Michael A. Perry	Director, Executive
Lauren Rios	Executive
Ottavio Roseto	Executive
Stephen Roussin	Director
Lina Rubin	Executive
Nadia Small	Executive
Lee Thompson	Executive
N/A Ubs Fund Advisor, L.L.C.	Promoter
Clifford B. Wattley	Executive
Stacie Yates	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1285 Avenue Of The Americas
New York, NY, 10019