Form D · Other Investment Fund

ALPHAKEYS PAULSON ADVANTAGE II, L.L.C.

New York, NY · CIK 0001476835

Offering snapshot reported Apr 20, 2017 · SEC filing

Reported sold
$120M
Indefinite offering
Investors reported
167
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$178M$355MNov 17, 2009Dec 2, 2010: $80,480,000.00Dec 2, 2011: $353,551,500.00Aug 9, 2012: $355,161,800.00Aug 9, 2013: $119,280,300.00Apr 14, 2014: $119,780,300.00Apr 16, 2015: $119,780,300.00Apr 15, 2016: $119,780,300.00Apr 20, 2017: $119,780,300.00Apr 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2017Amendment$119,780,300$0vs Apr 15, 2016167SEC filing
Apr 15, 2016Amendment$119,780,300$0vs Apr 16, 2015167SEC filing
Apr 16, 2015Amendment$119,780,300$0vs Apr 14, 2014167SEC filing
Apr 14, 2014Amendment$119,780,300$500,000vs Aug 9, 2013167SEC filing
Aug 9, 2013Amendment$119,280,300-$235,881,500vs Aug 9, 2012165SEC filing
Aug 9, 2012Amendment$355,161,800$1,610,300vs Dec 2, 2011689SEC filing
Dec 2, 2011Amendment$353,551,500$273,071,500vs Dec 2, 2010686SEC filing
Dec 2, 2010Amendment$80,480,000No comparison114SEC filing
Nov 17, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136187
INVESTORS MAY BE CHARGED A PLACEMENT AGENT FEE OF UP TO 2% OF THE INVESTOR'S CAPITAL CONTRIBUTION. PLACEMENT FEES ARE IN ADDITION TO AN INVESTOR'S CAPITAL CONTRIBUTION AND DO NOT REDUCE AN INVESTOR'S CAPITAL ACCOUNT BALANCE.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
UBS FINANCIAL SERVICES INC.8174

Source: Form D, filed Apr 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHAKEYS PAULSON ADVANTAGE II FUND LLC

Investment adviser: UBS FUND ADVISOR, L.L.C.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1066628 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-9587378001

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Francis Aufenanger Director, Executive
James Augir Executive
Eric Brotman Director, Executive
Joseph Chiurazzi Executive
John T. Connors Executive
Daryl Dewbrey Executive
Anna Gindes Executive
Craig K. Goos Director, Executive
Alexander Gurerich Executive
Alexander Gurevich Executive
Louis Kleist Executive
Jennifer Magro Executive
Gary Muniz Executive
Jerry Pascucci Executive
Michael A. Perry Director, Executive
Lauren Rios Executive
Ottavio Roseto Executive
Stephen Roussin Director
Lina Rubin Executive
Nadia Small Executive
Lee Thompson Executive
N/A N/A Ubs Fund Advisor, L.L.C. Promoter
Clifford B. Wattley Executive
Stacie Yates Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1285 Avenue Of The Americas
New York, NY, 10019