Form D · Hedge Fund

ALPHABET PARTNERS LP

New York, NY · CIK 0001413936

Offering snapshot reported Apr 10, 2015 · SEC filing

Reported sold
$271M
Indefinite offering
Investors reported
141
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$135M$271MMay 5, 2009: $89,307,711.00May 5, 2009Jul 14, 2010: $103,267,711.00May 24, 2011: $253,526,704.00Mar 21, 2012: $211,836,947.00Apr 10, 2013: $243,980,528.00Apr 10, 2014: $268,243,332.00Apr 10, 2015: $270,543,332.00Apr 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$268,243,332 → $270,543,332
  • Reported investors140 → 141

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 10, 2015Amendment$270,543,332$2,300,000vs Apr 10, 2014141SEC filing
Apr 10, 2014Amendment$268,243,332$24,262,804vs Apr 10, 2013140SEC filing
Apr 10, 2013Amendment$243,980,528-$9,546,176vs May 24, 2011143SEC filing
Mar 21, 2012Amendment$211,836,947-$41,689,757vs May 24, 2011135SEC filing
May 24, 2011Amendment$253,526,704$150,258,993vs Jul 14, 2010130SEC filing
Jul 14, 2010Amendment$103,267,711$13,960,000vs May 5, 200960SEC filing
May 5, 2009Initial$89,307,711No comparisonNot reportedSEC filing
Jul 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$172K
Finders' fees
$0
Form D file number
021-109288
Includes all sales commissions paid to all placement agents listed on this Form D through 12/31/14.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Hamilton Miller Investments, LLC41896
KJM Securities, Inc.20277

Source: Form D, filed Apr 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALPHABET PARTNERS, LP

Investment adviser: SAIERS CAPITAL, LLC

Gross asset value
$3.3B
Beneficial owners
178
ADV minimum commitment
$1M

Reported in Form ADV on Nov 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE FINANCIAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker NEWEDGE FINANCIAL INC. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

JPMORGAN DISTRIBUTION SERVICES, INC.
SEC 8-52700

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

NEWEDGE FINANCIAL INC.
SEC 8-40335

UBS SECURITIES LLC
SEC 8-22651

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

NEWEDGE FINANCIAL INC.
CRD 27322 · SEC 8-40335

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 682792 · Nov 29, 2012 · Schedule D 7.B.(1), fund 805-4324141590

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jason Adler Executive
N/A Alpha Bet Advisors, Llc Executive, Promoter
Alpha Bet Advisors, Llc Alpha Bet Advisors, Llc Executive
Alpha Bet Advisors, Llc Executive
Saiers Capital, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alphabet Advisors, Llc 2 Rector Street, 3 Rd Floor
New York, NY, 10006