Investment adviser · CRD 150413

SAIERS CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 27, 2015

Regulatory AUM
$477M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHABET PARTNERS, LPHedge Fund · Last reported Nov 29, 2012$3.3BGross asset value

Form D fundraising filings

ALPHABET PARTNERS LP

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN DISTRIBUTION SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE FINANCIAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker NEWEDGE FINANCIAL INC. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

JPMORGAN DISTRIBUTION SERVICES, INC.
SEC 8-52700

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

NEWEDGE FINANCIAL INC.
SEC 8-40335

UBS SECURITIES LLC
SEC 8-22651

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

NEWEDGE FINANCIAL INC.
CRD 27322 · SEC 8-40335

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-4324141590
Reported beneficial owners
178
Minimum commitment
$1M
Form D file number
021-109288

Form ADV 682792 · Nov 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHABET OFFSHORE MASTER, LPHedge Fund · Last reported Mar 27, 2015$348MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer HAMILTON MILLER INVESTMENTS, LLC GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Marketer KJM SECURITIES, INC. BRONXVILLE, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

HAMILTON MILLER INVESTMENTS, LLC
CRD 41896 · SEC 8-49621

KJM SECURITIES, INC.
CRD 20277 · SEC 8-38066

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-4818067124
Reported beneficial owners
66
Minimum commitment
$1M
Form D file number
021-109288
Form D file number
021-130676

Form ADV 894265 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AMIDA PARTNERS SPECIAL OPPORTUNITY MASTER FUND, LTD.Hedge Fund · Last reported Mar 27, 2015$129MGross asset value

Feeder funds

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian J. P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-5631589524
Reported beneficial owners
14
Minimum commitment
$1M
Form D file number
021-99062

Form ADV 894265 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPPORTUNISTIC MACRO OVERLAY FUND I, LPHedge Fund · Last reported Sep 17, 2013$13MGross asset value

Feeder funds

  • OPPORTUNISTIC MACRO OVERLAY OFFSHORE FUND I (CAYMAN), LP
Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No
Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source
Fund ID
805-2638705303
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 755982 · Sep 17, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2 RECTOR STREET, 3RD FLOOR
NEW YORK, NY, 10006, United States

CRD 150413

Filing source

Form ADV 894265 · Mar 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.