Form D · Hedge Fund

AllianzGI Tactical Volatility LLC

New York, NY · CIK 0001707780

Offering snapshot reported May 30, 2019 · SEC filing

Reported sold: $2.01M
Investors reported: 2
Minimum accepted: $1M
First sale: Jun 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 30, 2019	Amendment	$2,010,000	$0vs May 31, 2018	2	SEC filing
May 31, 2018	Amendment	$2,010,000	$0vs Jun 1, 2017	2	SEC filing
Jun 1, 2017	Initial	$2,010,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-287861

Source: Form D, filed May 30, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLIANZGI TACTICAL VOLATILITY

Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC

Gross asset value: $9.18M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: Yes

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

SG AMERICAS SECURITIES, LLC
SEC 8-66125

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1438219 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-5593905002

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Erin Bengtson Olivieri	Executive
Peter Bonanno	Executive
Giorgio Carlino	Executive
Barbara Ruth Claussen	Executive
Douglas Eu	Executive
Douglas Gorman Forsyth	Executive
Satyajit Siddharth Kumar	Executive
Jill Ellen Lohrfink	Executive
Heiko Mildner	Executive
Maxence Mormede	Executive
Carl Pappo	Executive
Jeffrey Parker	Executive
Aiden Redmond	Executive
Greg Tournant	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1633 Broadway
New York, NY, 10019