Investment adviser · CRD 149003

ALLIANZ GLOBAL INVESTORS U.S. LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2023

Regulatory AUM: $4.98B
Client accounts: 11
Employees: 51
Advisory professionals: 15

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Sovereign wealth & foreign institutions	3	$4,031,816,107	81.0%
Insurance companies	5	$760,476,527	15.3%
Pooled investment vehicles	3	$184,096,506	3.7%

Filing source

Form ADV 1723830 · Mar 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

42 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALLIANZGI USD INFRASTRUCTURE DEBT FUND L.P.Other Private Fund · Last reported Mar 31, 2023$92.6MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3309094280
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-369699

Form ADV 1723830 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLIANZ US SHORT DURATION HIGH YIELD BOND FUND 2017Other Private Fund · Last reported Aug 25, 2022$1.93BGross asset value

Fund administrator BROWN BROTHERS HARRIMAN AND CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN AND CO. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE AND TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-8163039222
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1669992 · Aug 25, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLIANZGI STRUCTURED ALPHA 1000 LLCHedge Fund · Last reported Jun 30, 2020$1.76BGross asset value

Form D fundraising filings

AllianzGI Structured Alpha 1000 LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: Yes

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

SG AMERICAS SECURITIES, LLC
SEC 8-66125

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-9187041863
Reported beneficial owners: 66
Minimum commitment: $1M
Form D file number: 021-164928

Form ADV 1438219 · Jun 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALLIANZGI STRUCTURED ALPHA U.S. EQUITY 500 LLCHedge Fund · Last reported Oct 26, 2020$1.28BGross asset value

Form D fundraising filings

AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC