Form D · Other Investment Fund
AllianzGI Structured Alpha Global Equity 350 LLC
New York, NY · CIK 0001690816
Offering snapshot reported Nov 22, 2019 · SEC filing
- Reported sold
- $201M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Dec 1, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 22, 2019 | Amendment | $200,510,000 | $0vs Nov 29, 2018 | 3 | SEC filing |
| Nov 29, 2018 | Amendment | $200,510,000 | $0vs Nov 30, 2017 | 3 | SEC filing |
| Nov 30, 2017 | Amendment | $200,510,000 | $0vs Dec 1, 2016 | 3 | SEC filing |
| Dec 1, 2016 | Initial | $200,510,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-275462
Source: Form D, filed Nov 22, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ALLIANZGI STRUCTURED ALPHA GLOBAL EQUITY 350 LLC
Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC
- Gross asset value
- $823M
- Beneficial owners
- 17
- ADV minimum commitment
- $1M
Reported in Form ADV on Oct 26, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BARCLAYS CAPITAL INC.
SEC 8-41342
GOLDMAN SACHS & CO. LLC
SEC 8-129
SG AMERICAS SECURITIES, LLC
SEC 8-66125
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125
Filing source
Form ADV 1463944 · Oct 26, 2020 · Schedule D 7.B.(1), fund 805-9792764292
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Erin Bengtson Olivieri | Executive |
| Peter Bonanno | Executive |
| Giorgio Carlino | Executive |
| John Charles Carroll | Executive |
| Barbara Ruth Claussen | Executive |
| Douglas Eu | Executive |
| Benno John Fischer | Executive |
| Douglas Gorman Forsyth | Executive |
| William Grau | Executive |
| David Jobson | Executive |
| Satyajit Siddharth Kumar | Executive |
| Jill Ellen Lohrfink | Executive |
| Heiko Mildner | Executive |
| Maxence Mormede | Executive |
| Carl Pappo | Executive |
| Jeffrey Parker | Executive |
| Gem Pushpaharan | Executive |
| Aiden Redmond | Executive |
| Greg Tournant | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019