Form D · Hedge Fund

AllianzGI STRUCTURED ALPHA 500 LLC

New York, NY · CIK 0001372729

Offering snapshot reported Jan 9, 2020 · SEC filing

Reported sold
$333M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$750K
Reported outside-investor minimum
First sale
Nov 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$167M$333MMar 4, 2009: $204,227,551.00Mar 4, 2009Jul 2, 2009: $204,227,551.00Sep 23, 2010: $204,227,551.00Sep 7, 2011: $204,227,551.00Aug 7, 2012: $204,227,551.00Jan 2, 2013: $204,227,551.00Dec 31, 2013: $333,307,194.00Dec 23, 2014: $333,307,194.00Jan 7, 2015: $333,307,194.00Jan 6, 2016: $333,307,194.00Jan 4, 2017: $333,307,194.00Jan 4, 2018: $333,307,194.00Jan 4, 2019: $333,307,194.00Jan 9, 2020: $333,307,194.00Jan 9, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2020Amendment$333,307,194$0vs Jan 4, 201935SEC filing
Jan 4, 2019Amendment$333,307,194$0vs Jan 4, 201835SEC filing
Jan 4, 2018Amendment$333,307,194$0vs Jan 4, 201735SEC filing
Jan 4, 2017Amendment$333,307,194$0vs Jan 6, 201635SEC filing
Jan 6, 2016Amendment$333,307,194$0vs Jan 7, 201535SEC filing
Jan 7, 2015Amendment$333,307,194$0vs Dec 23, 201435SEC filing
Dec 23, 2014Amendment$333,307,194$0vs Dec 31, 201335SEC filing
Dec 31, 2013Amendment$333,307,194$129,079,643vs Jan 2, 201335SEC filing
Jan 2, 2013Amendment$204,227,551$0vs Aug 7, 201229SEC filing
Aug 7, 2012Amendment$204,227,551$0vs Sep 7, 201129SEC filing
Sep 7, 2011Amendment$204,227,551$0vs Sep 23, 201029SEC filing
Sep 23, 2010Amendment$204,227,551$0vs Jul 2, 200929SEC filing
Jul 2, 2009Amendment$204,227,551$0vs Mar 4, 200929SEC filing
Mar 4, 2009Amendment$204,227,551No comparisonNot reportedSEC filing
Feb 13, 2009Initial$204,227,551No comparisonNot reportedSEC filing
Oct 26, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Aug 11, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$178K
Finders' fees
$0
Form D file number
021-93787

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allianz Global Investors Distributors LLC25567

Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLIANZGI STRUCTURED ALPHA 500 LLC

Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC

Gross asset value
$208M
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Oct 26, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: Yes
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

SG AMERICAS SECURITIES, LLC
SEC 8-66125

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1463944 · Oct 26, 2020 · Schedule D 7.B.(1), fund 805-6565717992

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erin Bengtson Olivieri Executive
Peter Bonanno Executive
Giorgio Carlino Executive
John Charles Carroll Executive
Barbara Ruth Claussen Executive
Douglas Eu Executive
Charles Field Executive
Benno John Fischer Executive
Douglas Gorman Forsyth Executive
Udo Frank Executive
Brian Joseph Gaffney Executive
Taegan Goddard Executive
William Grau Executive
David Boyd Jobson Executive
Susan Matteson King Executive
Satyajit Siddharth Kumar Executive
Jill Ellen Lohrfink Executive
John C Maney Executive
Scott T. Migliori Executive
Heiko Mildner Executive
Maxence Mormede Executive
Geoffrey Mullen Executive
Carl Pappo Executive
Jeffrey Parker Executive
Francis C. Poli Executive
Gem Pushpaharan Executive
Aiden Redmond Executive
Herold Clemens Rohweder Executive
Mary Ann Schreiber Executive
Julian Fernand Sluyters Executive
Greg Tournant Executive
Horacio Valeiras Executive
Marna Whittington Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1633 Broadway
New York, NY, 10019