Form D · Hedge Fund

AllianzGI Structured Alpha 10 Year Treasury 500 LLC

New York, NY · CIK 0001433065

Offering snapshot reported Jan 4, 2018 · SEC filing

Reported sold
$85.1M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$750K
Reported outside-investor minimum
First sale
Apr 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42.6M$85.1MFeb 12, 2009: $75,140,874.00Feb 12, 2009Jul 6, 2009: $75,140,874.00Sep 23, 2010: $75,140,874.00Sep 7, 2011: $75,140,874.00Oct 24, 2011: $75,140,874.00Oct 3, 2012: $75,140,874.00Jan 2, 2013: $75,140,874.00Dec 31, 2013: $85,115,003.00Dec 23, 2014: $85,115,003.00Jan 7, 2015: $85,115,003.00Jan 6, 2016: $85,115,003.00Jan 4, 2018: $85,115,003.00Jan 4, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2018Amendment$85,115,003$0vs Jan 6, 20164SEC filing
Jan 6, 2016Amendment$85,115,003$0vs Jan 7, 20154SEC filing
Jan 7, 2015Amendment$85,115,003$0vs Dec 23, 20144SEC filing
Dec 23, 2014Amendment$85,115,003$0vs Dec 31, 20134SEC filing
Dec 31, 2013Amendment$85,115,003$9,974,129vs Jan 2, 20134SEC filing
Jan 2, 2013Amendment$75,140,874$0vs Oct 3, 20123SEC filing
Oct 3, 2012Amendment$75,140,874$0vs Oct 24, 20113SEC filing
Oct 24, 2011Amendment$75,140,874$0vs Sep 7, 20113SEC filing
Sep 7, 2011Amendment$75,140,874$0vs Sep 23, 20103SEC filing
Sep 23, 2010Amendment$75,140,874$0vs Jul 6, 20093SEC filing
Jul 6, 2009Amendment$75,140,874$0vs Feb 12, 20093SEC filing
Feb 12, 2009Initial$75,140,874No comparisonNot reportedSEC filing
Sep 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Apr 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-117319

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Allianz Global Investors Distributors LLC25567

Source: Form D, filed Jan 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLIANZGI STRUCTURED ALPHA 10 YEAR TREASURY 500 LLC

Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC

Gross asset value
$113M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Aug 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JP MORGAN HEDGE FUND SERVICE BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: Yes
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer MEADOWVALE ADVISORS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. JERSEY CITY, New Jersey, United States
Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

SG AMERICAS SECURITIES, LLC
SEC 8-66125

MEADOWVALE ADVISORS LLC
CRD 143301 · SEC 8-67550

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Filing source

Form ADV 1037213 · Aug 26, 2016 · Schedule D 7.B.(1), fund 805-9714036091

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erin Bengtson Olivieri Executive
Giorgio Carlino Executive
John Charles Carroll Executive
Barbara Ruth Claussen Executive
Douglas Eu Executive
Charles Field Executive
Benno John Fischer Executive
Douglas Gorman Forsyth Executive
Udo Frank Executive
Brian Joseph Gaffney Executive
Taegan Goddard Executive
William Grau Executive
David Boyd Jobson Executive
Susan Matteson King Executive
Satyajit Siddharth Kumar Executive
Jill Ellen Lohrfink Executive
Scott T. Migliori Executive
Heiko Mildner Executive
Geoff Mullen Executive
Geoffrey Mullen Executive
Michael Puntoriero Executive
Herold Clemens Rohweder Executive
Mary Ann Schreiber Executive
Julian Fernand Sluyters Executive
Greg Tournant Executive
Horacio Valeiras Executive
Marna Whittington Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Allianz Global Investors U.S. Llc 1633 Broadway
New York, NY, 10019