Form D · Hedge Fund

AllianzGI Global Dynamic Allocation LLC

New York, NY · CIK 0001649805

Offering snapshot reported Aug 2, 2018 · SEC filing

Reported sold
$50.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Aug 3, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25.3M$50.5MAug 4, 2015: $50,500,000.00Aug 4, 2015Aug 4, 2016: $50,500,000.00Aug 4, 2016Aug 4, 2017: $50,500,000.00Aug 4, 2017Aug 2, 2018: $50,500,000.00Aug 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2018Amendment$50,500,000$0vs Aug 4, 20172SEC filing
Aug 4, 2017Amendment$50,500,000$0vs Aug 4, 20162SEC filing
Aug 4, 2016Amendment$50,500,000$0vs Aug 4, 20152SEC filing
Aug 4, 2015Initial$50,500,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-245079

Source: Form D, filed Aug 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLIANZGI GLOBAL DYNAMIC ALLOCATION LLC

Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC

Gross asset value
$44.2M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1284646 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-8675914502

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erin Bengtson Olivieri Executive
Peter Bonanno Executive
Giorgio Carlino Executive
John Charles Carroll Executive
Barbara Ruth Claussen Executive
Douglas Eu Executive
Benno John Fischer Executive
Douglas Gorman Forsyth Executive
Brian Joseph Gaffney Executive
William Grau Executive
David Boyd Jobson Executive
Susan Matteson King Executive
Satyajit Siddharth Kumar Executive
Jill Ellen Lohrfink Executive
Scott T. Migliori Executive
Heko Mildner Executive
Jeffrey Parker Executive
Herold Clemens Rohweder Executive
Julian Fernand Sluyters Executive
Greg Tournant Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1633 Broadway
New York, NY, 10019