Form D · Hedge Fund

AllianzGI Convertible LLC

New York, NY · CIK 0001713198

Offering snapshot reported Jul 26, 2018 · SEC filing

Reported sold: $526M
Investors reported: 3
Minimum accepted: $100M
First sale: Jul 17, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 26, 2018	Amendment	$525,688,382	$0vs Jul 27, 2017	3	SEC filing
Jul 27, 2017	Initial	$525,688,382	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-291593

Source: Form D, filed Jul 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLIANZGI CONVERTIBLE LLC

Investment adviser: ALLIANZ GLOBAL INVESTORS U.S. LLC

Gross asset value: $456M
Beneficial owners: 3
ADV minimum commitment: $100M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1284646 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-9859054894

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Erin Bengtson Olivieri	Executive
Peter Bonanno	Executive
Giorgio Carlino	Executive
Barbara Ruth Claussen	Executive
Douglas Eu	Executive
Douglas Gorman Forsyth	Executive
Satyajit Siddharth Kumar	Executive
Jill Ellen Lohrfink	Executive
Heiko Mildner	Executive
Jeffrey Parker	Executive
Greg Tournant	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1633 Broadway
New York, NY, 10019