Form D · Hedge Fund

AllBlue ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001569539

Offering snapshot reported Apr 25, 2017 · SEC filing

Reported sold
$23.2M
Indefinite offering
Investors reported
34
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.6M$23.2MFeb 20, 2013Feb 20, 2014: $10,913,534.00Feb 20, 2014Feb 11, 2015: $23,162,000.00Feb 11, 2015Apr 25, 2017: $23,162,000.00Apr 25, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2017Amendment$23,162,000$0vs Feb 11, 201534SEC filing
Feb 11, 2015Amendment$23,162,000$12,248,466vs Feb 20, 201434SEC filing
Feb 20, 2014Amendment$10,913,534No comparison21SEC filing
Feb 20, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$42K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-192140

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Apr 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALLBLUE ASP FUND

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$146K
Beneficial owners
42
ADV minimum commitment
$100K

Reported in Form ADV on Feb 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1385518 · Feb 28, 2020 · Schedule D 7.B.(1), fund 805-5150255343

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
James F. Angelos Executive
Rob Coltin Executive
Doretta Dunegan Executive
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202