Form D · Hedge Fund

Aletheia Insider Index II, L.P.

Santa Monica, CA · CIK 0001460197

Offering snapshot reported Mar 15, 2012 · SEC filing

Reported sold: $95.5M
Investors reported: 78
Minimum accepted: $500K
First sale: Mar 10, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 15, 2012	Amendment	$95,457,838	$0vs May 18, 2011	78	SEC filing
May 18, 2011	Amendment	$95,457,838	$0vs Mar 11, 2011	78	SEC filing
Mar 11, 2011	Amendment	$95,457,838	$0vs Mar 29, 2010	78	SEC filing
Mar 29, 2010	Initial	$95,457,838	No comparison	78	SEC filing
Mar 27, 2009	Initial	$71,500,335	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129116

Source: Form D, filed Mar 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALETHEIA INSIDER INDEX II, L.P.

Investment adviser: ALETHEIA RESEARCH AND MANAGEMENT INC

Gross asset value: $4.72M
Beneficial owners: 35
ADV minimum commitment: $500K

Reported in Form ADV on Jan 11, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EQUINOX ALTERNATIVE INVESTMENT SERVICES (USA) INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HOLTHOUSE CARLIN VAN TRIGT LLP LONG BEACH, California, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 691576 · Jan 11, 2013 · Schedule D 7.B.(1), fund 805-3178759292

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ALETHEIA INSIDER INDEX L P	Mar 15, 2012	$64,070,838	55
Aletheia Insider Index II, L.P. (this fund)	Mar 15, 2012	$95,457,838	78

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter J Eichler, Jr.	Director, Executive
Roger B Peikin	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Wilshire Boulevard Suite 1900
Santa Monica, CA, 90401