Investment adviser · CRD 107877

ALETHEIA RESEARCH AND MANAGEMENT INC

Investment adviser filing (IA)

SANTA MONICA, CA, United States · Form ADV filed Jan 11, 2013

Regulatory AUM
$163M
Form ADV · Item 5.F
Client accounts
124
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALETHEIA INSIDER INDEX II, L.P.Hedge Fund · Last reported Jan 11, 2013$4.72MGross asset value

Form D fundraising filings

Aletheia Insider Index II, L.P.

Fund administrator EQUINOX ALTERNATIVE INVESTMENT SERVICES (USA) INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HOLTHOUSE CARLIN VAN TRIGT LLP LONG BEACH, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-3178759292
Reported beneficial owners
35
Minimum commitment
$500K
Form D file number
021-129116

Form ADV 691576 · Jan 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALETHEIA INSIDER INDEX FUND L.P.Hedge Fund · Last reported Jan 11, 2013$2.55MGross asset value

Form D fundraising filings

ALETHEIA INSIDER INDEX L P

Fund administrator EQUINOX ALTERNATIVE INVESTMENT SERVICES (USA) INC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor HOLTHOUSE CARLIN VAN TRIGT LLP LONG BEACH, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Fund details & source
Fund ID
805-1744794105
Reported beneficial owners
30
Minimum commitment
$500K
Form D file number
021-69711

Form ADV 691576 · Jan 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 11, 2013. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 WILSHIRE BLVD, SUITE 1900
SANTA MONICA, CA, 90401, United States

CRD 107877

Filing source

Form ADV 691576 · Jan 11, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.