Form D · Hedge Fund

Alethea Biotech Fund LP

San Diego, CA · CIK 0001599798

Offering snapshot reported Feb 11, 2014 · SEC filing

Reported sold
$2.28M
Offering amount: $2.28M
Investors reported
19
Form D · investor count
Minimum accepted
$12.5K
Reported outside-investor minimum
First sale
Jan 13, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2014Initial$2,277,000No comparison19SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-211673

Source: Form D, filed Feb 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALETHEA BIOTECH FUND, LP

Investment adviser: ALETHEA CAPITAL MANAGEMENT, LLC

Gross asset value
$7.55M
Beneficial owners
36
ADV minimum commitment
$12.5K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY DENVER, Colorado, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ASHLAND PARTNERS & COMPANY LLP MEDFORD, Oregon, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD AMERITRADE CLEARING, INC. OMAHA, Nebraska, United States Related to adviser: No
Custodian WELLS FARGO BANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE CLEARING, INC.
SEC 8-16335

WELLS FARGO BANK N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1488771 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-4940831029

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tony Hsu Executive
Stephen Michael La Fata Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
15618 Jube Wright Court
San Diego, CA, 92127