Form D · Hedge Fund

Alethea Biotech Fund II, LP

San Diego, CA · CIK 0001682367

Offering snapshot reported Aug 18, 2016 · SEC filing

Reported sold
$5.11M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$35K
Reported outside-investor minimum
First sale
Jul 28, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 18, 2016Initial$5,110,000No comparison16SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-269141

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
-None

Source: Form D, filed Aug 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALETHEA BIOTECH FUND II, LP

Investment adviser: ALETHEA CAPITAL MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
17
ADV minimum commitment
$250K

Reported in Form ADV on Dec 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS COMPANY DENVER, Colorado, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ASHLAND PARTNERS & COMPANY LLP MEDFORD, Oregon, United States
Custodian WELLS FARGO BANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

WELLS FARGO BANK N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1804726 · Dec 7, 2023 · Schedule D 7.B.(1), fund 805-9253396912

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tony Hsu Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
15618 Jube Wright Court
San Diego, CA, 92127