Form D · Other Investment Fund

AIS FUTURES FUND IV LP

Wilton, CT · CIK 0001023453

Offering snapshot reported Jan 12, 2026 · SEC filing

Reported sold
$155M
Indefinite offering
Investors reported
1,935
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Aug 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.6M$155MMar 11, 2010: $143,820,068.00Mar 11, 2010Mar 18, 2011: $148,689,027.00Mar 6, 2012: $149,963,677.00Mar 6, 2013: $153,642,439.00Dec 3, 2013: $154,055,440.00Dec 3, 2014: $155,105,440.00Dec 3, 2015: $155,107,440.00Dec 2, 2016: $155,132,440.00Dec 1, 2017: $155,147,440.00Nov 30, 2018: $155,147,440.00Nov 29, 2019: $155,147,440.00Nov 30, 2020: $155,177,440.00Dec 1, 2021: $155,217,440.00Dec 6, 2022: $155,217,440.00Dec 6, 2023: $155,217,440.00Dec 6, 2024: $155,217,440.00Jan 12, 2026: $155,217,440.00Jan 12, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2026Amendment$155,217,440$0vs Dec 6, 20241,935SEC filing
Dec 6, 2024Amendment$155,217,440$0vs Dec 6, 20231,935SEC filing
Dec 6, 2023Amendment$155,217,440$0vs Dec 6, 20221,935SEC filing
Dec 6, 2022Amendment$155,217,440$0vs Dec 1, 20211,935SEC filing
Dec 1, 2021Amendment$155,217,440$40,000vs Nov 30, 20201,935SEC filing
Nov 30, 2020Amendment$155,177,440$30,000vs Nov 29, 20191,931SEC filing
Nov 29, 2019Amendment$155,147,440$0vs Nov 30, 20181,931SEC filing
Nov 30, 2018Amendment$155,147,440$0vs Dec 1, 20171,931SEC filing
Dec 1, 2017Amendment$155,147,440$15,000vs Dec 2, 20161,931SEC filing
Dec 2, 2016Amendment$155,132,440$25,000vs Dec 3, 20151,931SEC filing
Dec 3, 2015Amendment$155,107,440$2,000vs Dec 3, 20141,930SEC filing
Dec 3, 2014Amendment$155,105,440$1,050,000vs Dec 3, 20131,930SEC filing
Dec 3, 2013Amendment$154,055,440$4,091,763vs Mar 6, 20121,929SEC filing
Mar 6, 2013Amendment$153,642,439$3,678,762vs Mar 6, 20121,921SEC filing
Mar 6, 2012Amendment$149,963,677$1,274,650vs Mar 18, 20111,910SEC filing
Mar 18, 2011Amendment$148,689,027$4,868,959vs Mar 11, 20101,882SEC filing
Mar 11, 2010Amendment$143,820,068No comparison1,850SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$11.8M (estimated)
Finders' fees
$0
Form D file number
021-129154
Crowell, Weedon & Co. and J.P. Turner & Company, L.L.C. are no longer registered broker-dealers & no longer receive commissions. Avisen Securities, Inc., Capital Management Partners Inc., and Next Financial Group, Inc. no longer receive commissions.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616
Avisen Securities, Inc.125977
Wedbush Securities, Inc.877
UBS Financial Services, Inc.8174
Capital Management Partners, Inc.21973
Next Financial Group, Inc.46214
First Financial Equity Corporation16507
Crowell, Weedon & Co.193
Stifel, Nicolaus & Company, Incorporated793
Benjamin F. Edwards & Company, Inc.146936
J.P. Turner & Company, L.L.C.43177

Source: Form D, filed Jan 12, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ais Capital Management Llc Executive
N/A Ais Capital Management L.P. Executive
N/A Ais Capital Management, L.P. Executive
N/A Ais Futures Management Llc Executive
N/A Ais General Partner, Llc Executive
Stephen Wayne Edwards Executive
John R. Hummel Executive
Bradley C. Stern Executive
Hui John Zhang Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
187 Danbury Road, Suite 201
Wilton, CT, 06883