Form D · Other Investment Fund
AIS FUTURES FUND III LP
Wilton, CT · CIK 0001006531
Offering snapshot reported Nov 21, 2014 · SEC filing
- Reported sold
- $21M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 1995 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$21,714,193 → $20,983,264
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2014 | Amendment | $20,983,264 | -$730,929vs Nov 26, 2013 | 5 | SEC filing |
| Nov 26, 2013 | Amendment | $21,714,193 | $0vs Mar 5, 2013 | 5 | SEC filing |
| Mar 5, 2013 | Amendment | $21,714,193 | $0vs Mar 5, 2012 | 5 | SEC filing |
| Mar 5, 2012 | Amendment | $21,714,193 | $830,929vs Mar 4, 2011 | 5 | SEC filing |
| Mar 4, 2011 | Amendment | $20,883,264 | -$110,929vs Mar 10, 2010 | 5 | SEC filing |
| Mar 10, 2010 | Amendment | $20,994,193 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-129115
Source: Form D, filed Nov 21, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Ais Capital Management Llc | Executive |
| N/A Ais Capital Management, L.P. | Executive |
| N/A Ais Futures Management Llc | Executive |
| N/A Ais General Partner, Llc | Executive |
| Stephen Wayne Edwards | Executive |
| John R. Hummel | Executive |
| Bradley C. Stern | Executive |
| Hui John Zhang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Ais Capital Management, L.P. 187 Danbury Road, Suite 201
Wilton, CT, 06897
Wilton, CT, 06897