Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VA 68
Philadelphia, PA · CIK 0001383176
Offering snapshot reported Apr 19, 2022 · SEC filing
- Reported sold
- $22.1M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Nov 16, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$19,042,612 → $22,092,612
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 19, 2022 | Amendment | $22,092,612 | $3,050,000vs Jul 13, 2020 | 12 | SEC filing |
| Jul 13, 2020 | Amendment | $19,042,612 | $149,999vs Mar 16, 2018 | 12 | SEC filing |
| Mar 16, 2018 | Amendment | $18,892,613 | $7,295,477vs Apr 4, 2017 | 12 | SEC filing |
| Apr 4, 2017 | Amendment | $11,597,136 | $4,090,233vs Jun 3, 2016 | 7 | SEC filing |
| Jun 3, 2016 | Amendment | $7,506,903 | No comparison | 6 | SEC filing |
| Nov 22, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $45K
- Finders' fees
- $0
- Form D file number
- 021-97254
variable annuity contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M Holdings Securities, Inc | 43285 | Milton Cohn · CRD 840000 |
| Summit Equities, Inc | 11039 | Donald Gross · CRD 1913749 |
| Lion Street Financial, LLC | 165828 | David C. Friezo · CRD 1705729 |
| Kestra Investment Services | 42046 | Richard Baer · CRD 848798 |
| The Leaders Group, Inc. | 37157 | Jonathan M. Donfeld · CRD 5845355 |
| Purshe Kaplan Sterling Investments | 35747 | Bell, Lawrence M. · CRD 2227247 |
| Spearhead Capital, LLC | 145560 | Kenneth E. Foley · CRD 2840109 |
Source: Form D, filed Apr 19, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103