Form D · Investing

Aequitas Income Opportunity Fund II, LLC

Lake Oswego, OR · CIK 0001540604

Offering snapshot reported Mar 2, 2012 · SEC filing

Reported sold: $500K
Investors reported: 1
Minimum accepted: $500K
First sale: Feb 23, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 2, 2012	Initial	$500,000	No comparison	1	SEC filing

Offering details

Securities: Equity
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-174227

Interests may be sold in this offering by registered broker-dealers. Any such sales may be subject to sales commissions and/or broker-dealer fees, all or a portion of which may be paid by the investor out of the purchase price for such interests.

Source: Form D, filed Mar 2, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEQUITAS INCOME OPPORTUNITY FUND II, LLC

Investment adviser: AEQUITAS INVESTMENT MANAGEMENT, LLC

Gross asset value: $5M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Sep 11, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian KEY BANK, N.A. PORTLAND, Oregon, United States Related to adviser: No

Custodian WEST COAST TRUST SALEM, Oregon, United States Related to adviser: No

Marketer COPPERSTONE PARTNERS LLC SOLANA BEACH, California, United States Related to adviser: No

Marketer CV BROKERAGE, INC WEST CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No

Marketer GEORGE KING NEW YORK, New York, United States Related to adviser: No

Marketer JAMES E. REINMUTH EUGENE, Oregon, United States Related to adviser: No

Marketer M CAPITAL GROUP LLC CHERAW, South Carolina, United States Related to adviser: No

Marketer MIRACLE MILE ADVISORS, LLC BEVERLY HILLS, California, United States Related to adviser: No

Marketer RP CAPITAL LLC GIG HARBOR, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

COPPERSTONE PARTNERS LLC
CRD 159413

CV BROKERAGE, INC
CRD 462 · SEC 8-12429

M CAPITAL GROUP LLC
CRD 155303 · SEC 801-72036

MIRACLE MILE ADVISORS, LLC
CRD 143483 · SEC 801-74711

RP CAPITAL LLC
CRD 134768 · SEC 8-66862

Filing source

Form ADV 667204 · Sep 11, 2012 · Schedule D 7.B.(1), fund 805-8334990934

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aequitas Investment Management, Llc Aequitas Investment Management, Llc	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

5300 Meadows Road Suite 400
Lake Oswego, OR, 97035