Form D · Private Equity Fund

Aequitas Commodities Fund, LLC

Lake Oswego, OR · CIK 0001547310

Offering snapshot reported Apr 12, 2013 · SEC filing

Reported sold: $4.56M
Investors reported: 13
Minimum accepted: $0
First sale: Apr 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,100,000 → $4,559,650
Reported investors2 → 13

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2013	Amendment	$4,559,650	$3,459,650vs Apr 12, 2012	13	SEC filing
Apr 12, 2012	Initial	$1,100,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-176629

Interests may be sold in this offering by registered broker-dealers. Any such sales may be subject to sales commissions and/or broker-dealer fees, all or a portion of which may be paid by the investor out of the purchase price for such interests.

Source: Form D, filed Apr 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEQUITAS COMMODITIES FUND, LLC

Investment adviser: AEQUITAS INVESTMENT MANAGEMENT, LLC

Gross asset value: $4.72M
Beneficial owners: 14
ADV minimum commitment: $250K

Reported in Form ADV on Apr 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 709373 · Apr 1, 2013 · Schedule D 7.B.(1), fund 805-3568837254

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aequitas Investment Management, Llc Aequitas Investment Management, Llc	Executive
Andrew N. Mac Ritchie	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5300 Meadows Road Suite 400
Lake Oswego, OR, 97035