Form D · Venture Capital Fund

AEI Wireless III, LLC

Chicago, IL · CIK 0001484431

Offering snapshot reported Apr 21, 2010 · SEC filing

Reported sold
$3.49M
Indefinite offering
Investors reported
78
Form D · investor count
Minimum accepted
$122K
Reported outside-investor minimum
First sale
Feb 3, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.75M$3.49MFeb 18, 2010: $2,142,284.00Feb 18, 2010Mar 15, 2010: $2,842,284.00Mar 15, 2010Apr 21, 2010: $3,493,659.00Apr 21, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,842,284 → $3,493,659
  • Reported investors61 → 78

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2010Amendment$3,493,659$651,375vs Mar 15, 201078SEC filing
Mar 15, 2010Amendment$2,842,284$700,000vs Feb 18, 201061SEC filing
Feb 18, 2010Initial$2,142,284No comparison42SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138829
As of 4/21/2010, Advanced Equities Inc. will be paid $285,350.62 and First Allied Securities Inc. will be paid $58,288.00 by the sellers of the equity securities being purchased by AEI Wireless III, LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
George Wojciechowski4498456Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Jared Slater4476358Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Kevin Barrett5241590Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Kevin Johnson4448438Advanced Equities Inc. · CRD 35545
Michael Luparella5417281Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Arvind Kulkarni1763821First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Dennis Thurman2342398First Allied Securities Inc. · CRD 32444
Jonathan Holljes1106311First Allied Securities Inc. · CRD 32444
Patrick Thurman825773First Allied Securities Inc. · CRD 32444
Thomas Schorn2928253First Allied Securities Inc. · CRD 32444
Verna Schoen1420124First Allied Securities Inc. · CRD 32444
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
Edward Yoon2408137First Allied Securities Inc. · CRD 32444
Peter Han4704497First Allied Securities Inc. · CRD 32444
Gregory Grycan1663960Advanced Equities Inc. · CRD 35545
Timothy Rice2417854First Allied Securities Inc. · CRD 32444

Source: Form D, filed Apr 21, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Wireless Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606