Form D · Venture Capital Fund

AEI Tabula Investments II, LLC

Chicago, IL · CIK 0001491317

Offering snapshot reported Oct 6, 2010 · SEC filing

Reported sold
$2.6M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
May 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.3M$2.6MMay 28, 2010: $134,000.00May 28, 2010May 28, 2010: $134,000.00Aug 9, 2010: $909,000.00Aug 9, 2010Sep 13, 2010: $1,091,500.00Sep 13, 2010Oct 6, 2010: $2,603,500.00Oct 6, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,091,500 → $2,603,500
  • Reported investors16 → 25

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 6, 2010Amendment$2,603,500$1,512,000vs Sep 13, 201025SEC filing
Sep 13, 2010Amendment$1,091,500$182,500vs Aug 9, 201016SEC filing
Aug 9, 2010Amendment$909,000$775,000vs May 28, 201012SEC filing
May 28, 2010Amendment$134,000$0vs May 28, 20102SEC filing
May 28, 2010Initial$134,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$147K
Finders' fees
$0
Form D file number
021-142692

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Shannon Sagawe2416981Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Jeffrey Hiera4927416Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Taylor Hollenbeck5523109Advanced Equities Inc. · CRD 35545

Source: Form D, filed Oct 6, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI TABULA INVESTMENTS II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$91.8K
Beneficial owners
70
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 991435 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-3118767224

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Tabula Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606