Form D · Venture Capital Fund

AEI Tabula Investments I, LLC

Chicago, IL · CIK 0001491316

Offering snapshot reported Sep 13, 2010 · SEC filing

Reported sold
$412K
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
May 19, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$206K$412KMay 28, 2010: $30,000.00May 28, 2010Aug 9, 2010: $385,083.00Aug 9, 2010Sep 13, 2010: $411,583.00Sep 13, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$385,083 → $411,583
  • Reported investors10 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2010Amendment$411,583$26,500vs Aug 9, 201012SEC filing
Aug 9, 2010Amendment$385,083$355,083vs May 28, 201010SEC filing
May 28, 2010Initial$30,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$23.3K
Finders' fees
$0
Form D file number
021-142695

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John Ferrick2568789Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545

Source: Form D, filed Sep 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI TABULA INVESTMENTS I, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$31.2K
Beneficial owners
46
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 991435 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-8196143451

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Tabula Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606