Form D · Venture Capital Fund

AEI MetricStream Investments IV, LLC

Chicago, IL · CIK 0001500196

Offering snapshot reported Nov 8, 2010 · SEC filing

Reported sold
$2.78M
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Aug 30, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.39M$2.78MSep 9, 2010: $300,000.00Sep 9, 2010Sep 24, 2010: $778,834.00Sep 24, 2010Oct 5, 2010: $1,499,834.00Oct 5, 2010Oct 26, 2010: $2,311,334.00Oct 26, 2010Nov 8, 2010: $2,776,338.00Nov 8, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,311,334 → $2,776,338
  • Reported investors33 → 41

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2010Amendment$2,776,338$465,004vs Oct 26, 201041SEC filing
Oct 26, 2010Amendment$2,311,334$811,500vs Oct 5, 201033SEC filing
Oct 5, 2010Amendment$1,499,834$721,000vs Sep 24, 201022SEC filing
Sep 24, 2010Amendment$778,834$478,834vs Sep 9, 20108SEC filing
Sep 9, 2010Initial$300,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$157K
Finders' fees
$0
Form D file number
021-147496

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Tyler Engh5132951Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Matt Vitamante2329700Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Amy Conley2171373First Allied Securities Inc. · CRD 32444
Steven Hutchinson1170068First Allied Securities Inc. · CRD 32444
Todd Walker2756201First Allied Securities Inc. · CRD 32444
Andrew Koerner2207442First Allied Securities Inc. · CRD 32444
Deborah Walker833928First Allied Securities Inc. · CRD 32444
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Jeff Kennat2543009First Allied Securities Inc. · CRD 32444

Source: Form D, filed Nov 8, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI METRICSTREAM INVESTMENTS IV, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$3.85M
Beneficial owners
45
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-9003659070

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Metric Stream Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606