Form D · Venture Capital Fund

AEI MetricStream Investments III, LLC

Chicago, IL · CIK 0001500195

Offering snapshot reported Nov 8, 2010 · SEC filing

Reported sold
$435K
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Sep 8, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$217K$435KSep 15, 2010: $50,000.00Sep 15, 2010Oct 5, 2010: $181,800.00Oct 5, 2010Nov 8, 2010: $434,633.00Nov 8, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$181,800 → $434,633
  • Reported investors6 → 17

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2010Amendment$434,633$252,833vs Oct 5, 201017SEC filing
Oct 5, 2010Amendment$181,800$131,800vs Sep 15, 20106SEC filing
Sep 15, 2010Initial$50,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$24.6K
Finders' fees
$0
Form D file number
021-147802

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Caryn Wechsler1523007Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Larry Cohen3191796Advanced Equities Inc. · CRD 35545
Max Odom5744627Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Tyler Engh5132951Advanced Equities Inc. · CRD 35545

Source: Form D, filed Nov 8, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI METRICSTREAM INVESTMENTS III, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$809K
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-1855977925

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Metric Stream Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606