Form D · Venture Capital Fund

AEI F10 Investments II, LLC

Chicago, IL · CIK 0001462815

Offering snapshot reported Aug 24, 2009 · SEC filing

Reported sold
$444K
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jun 2, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$302K$603KJun 15, 2009: $579,000.00Jun 15, 2009Jun 19, 2009: $603,000.00Aug 24, 2009: $443,891.00Aug 24, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$603,000 → $443,891
  • Reported investors8 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2009Amendment$443,891-$159,109vs Jun 19, 200911SEC filing
Jun 19, 2009Amendment$603,000$24,000vs Jun 15, 20098SEC filing
Jun 15, 2009Initial$579,000No comparison7SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$25.1K (estimated)
Finders' fees
$0
Form D file number
021-131961

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Aaron Segal4041489Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Alex Forschner5330416Advanced Equities Inc. · CRD 35545
Robert Grimes5213268Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545

Source: Form D, filed Aug 24, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Force10 Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 6150
Chicago, IL, 60606