Form D · Venture Capital Fund

AEI F10 Investments I, LLC

Chicago, IL · CIK 0001462816

Offering snapshot reported Aug 21, 2009 · SEC filing

Reported sold
$255K
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
May 29, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$127K$255KJun 11, 2009: $85,000.00Jun 11, 2009Jun 19, 2009: $185,000.00Jun 23, 2009: $210,000.00Aug 21, 2009: $254,652.00Aug 21, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$210,000 → $254,652
  • Reported investors8 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 21, 2009Amendment$254,652$44,652vs Jun 23, 200911SEC filing
Jun 23, 2009Amendment$210,000$125,000vs Jun 11, 20098SEC filing
Jun 19, 2009Amendment$185,000$100,000vs Jun 11, 20097SEC filing
Jun 11, 2009Initial$85,000No comparison4SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$12.2K (estimated)
Finders' fees
$0
Form D file number
021-131904

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Greg Klein2567593Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Timohty Touloukian2803832Advanced Equities Inc. · CRD 35545
Byron Crowe1586181Advanced Equities Inc. · CRD 35545
Raymond Kim4443798Advanced Equities Inc. · CRD 35545

Source: Form D, filed Aug 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Force10 Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 6150
Chicago, IL, 60606