Form D · Venture Capital Fund
AEI F10 Investments I, LLC
Chicago, IL · CIK 0001462816
Offering snapshot reported Aug 21, 2009 · SEC filing
- Reported sold
- $255K Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- May 29, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$210,000 → $254,652
- Reported investors8 → 11
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2009 | Amendment | $254,652 | $44,652vs Jun 23, 2009 | 11 | SEC filing |
| Jun 23, 2009 | Amendment | $210,000 | $125,000vs Jun 11, 2009 | 8 | SEC filing |
| Jun 19, 2009 | Amendment | $185,000 | $100,000vs Jun 11, 2009 | 7 | SEC filing |
| Jun 11, 2009 | Initial | $85,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $12.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-131904
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Greg Klein | 2567593 | Advanced Equities Inc. · CRD 35545 |
| James Piff | 1991874 | Advanced Equities Inc. · CRD 35545 |
| William Metz | 808295 | Advanced Equities Inc. · CRD 35545 |
| Gordon Fallone | 1767760 | Advanced Equities Inc. · CRD 35545 |
| Peter Fogarty | 1889799 | Advanced Equities Inc. · CRD 35545 |
| James Depke | 2804126 | Advanced Equities Inc. · CRD 35545 |
| Timohty Touloukian | 2803832 | Advanced Equities Inc. · CRD 35545 |
| Byron Crowe | 1586181 | Advanced Equities Inc. · CRD 35545 |
| Raymond Kim | 4443798 | Advanced Equities Inc. · CRD 35545 |
Source: Form D, filed Aug 21, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities Force10 Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606