Form D · Venture Capital Fund

AEI BrightSource Investments II, LLC

Chicago, IL · CIK 0001510955

Offering snapshot reported Mar 16, 2011 · SEC filing

Reported sold
$14.7M
Indefinite offering
Investors reported
161
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jan 12, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.35M$14.7MJan 26, 2011: $1,802,500.00Jan 26, 2011Feb 7, 2011: $7,589,600.00Feb 7, 2011Feb 17, 2011: $10,035,600.00Feb 17, 2011Mar 7, 2011: $13,976,975.00Mar 7, 2011Mar 16, 2011: $14,704,975.00Mar 16, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,976,975 → $14,704,975
  • Reported investors148 → 161

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2011Amendment$14,704,975$728,000vs Mar 7, 2011161SEC filing
Mar 7, 2011Amendment$13,976,975$3,941,375vs Feb 17, 2011148SEC filing
Feb 17, 2011Amendment$10,035,600$2,446,000vs Feb 7, 2011102SEC filing
Feb 7, 2011Amendment$7,589,600$5,787,100vs Jan 26, 201175SEC filing
Jan 26, 2011Initial$1,802,500No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$770K
Finders' fees
$0
Form D file number
021-154402

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Cooper Cordin3182812Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Brian Czupek2254610Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Chris Clark1952666Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
Dennis Thurman2342398First Allied Securities Inc. · CRD 32444
Bhagwati Mahendru2360416First Allied Securities Inc. · CRD 32444
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
Larry Cohen3191796Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Ryan Metz5609347Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Cem Karaca4208108Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
Chris Struck4288655Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Staci Scharadin3202644First Allied Securities Inc. · CRD 32444
James Duncan1781313Advanced Equities Inc. · CRD 35545
Joshua Kahan2878862Advanced Equities Inc. · CRD 35545
Mark Miller5742278Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Cal McAusland2206464First Allied Securities Inc. · CRD 32444
Colin Mansfield4643275First Allied Securities Inc. · CRD 32444
Frederic May1334138First Allied Securities Inc. · CRD 32444
John Montgomery1033543First Allied Securities Inc. · CRD 32444
John Taylor1990537First Allied Securities Inc. · CRD 32444
Lou Naser2233089First Allied Securities Inc. · CRD 32444
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Brady Clark5876496Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545

Source: Form D, filed Mar 16, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI BRIGHTSOURCE INVESTMENTS II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$1.95M
Beneficial owners
209
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-8638509459

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Bright Source Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606