Form D · Venture Capital Fund

AEI BrightSource Investments I, LLC

Chicago, IL · CIK 0001510954

Offering snapshot reported Mar 16, 2011 · SEC filing

Reported sold
$3.98M
Indefinite offering
Investors reported
77
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jan 19, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.99M$3.98MJan 31, 2011: $491,500.00Jan 31, 2011Feb 7, 2011: $1,232,400.00Feb 14, 2011: $2,209,667.00Feb 14, 2011Mar 7, 2011: $3,368,667.00Mar 7, 2011Mar 16, 2011: $3,977,667.00Mar 16, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,368,667 → $3,977,667
  • Reported investors62 → 77

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2011Amendment$3,977,667$609,000vs Mar 7, 201177SEC filing
Mar 7, 2011Amendment$3,368,667$1,159,000vs Feb 14, 201162SEC filing
Feb 14, 2011Amendment$2,209,667$977,267vs Feb 7, 201144SEC filing
Feb 7, 2011Amendment$1,232,400$740,900vs Jan 31, 201126SEC filing
Jan 31, 2011Initial$491,500No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$214K
Finders' fees
$0
Form D file number
021-154599

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Chris Clark1952666Advanced Equities Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities Inc. · CRD 35545
Chris Harney1417453Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Max Odom5744627Advanced Equities Inc. · CRD 35545
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Ed Beitenman5820925Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Cem Karaca4208108Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545
Michael Thiel1108580Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
George Wojciechowski4498456Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
Jeffrey Hiera4927416Advanced Equities Inc. · CRD 35545
Scott Kyle2703722Advanced Equities Inc. · CRD 35545
Colin Mansfield4643275First Allied Securities Inc. · CRD 32444
Joseph Langlois4216281First Allied Securities Inc. · CRD 32444
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Staci Scharadin3202644First Allied Securities Inc. · CRD 32444

Source: Form D, filed Mar 16, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI BRIGHTSOURCE INVESTMENTS I, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$446K
Beneficial owners
95
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-5062123405

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Bright Source Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606