Form D · Venture Capital Fund

AEI BLOOM SECONDARY II, LLC

Chicago, IL · CIK 0001543629

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$10.5M
Indefinite offering
Investors reported
62
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Feb 22, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.26M$10.5MMar 6, 2012: $5,548,500.00Mar 6, 2012Mar 16, 2012: $7,861,000.00Mar 16, 2012Mar 23, 2012: $8,836,000.00Mar 28, 2012: $9,502,000.00Mar 28, 2012Apr 5, 2012: $9,898,740.00Apr 27, 2012: $10,521,132.00Apr 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,898,740 → $10,521,132
  • Reported investors56 → 62

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Amendment$10,521,132$622,392vs Apr 5, 201262SEC filing
Apr 5, 2012Amendment$9,898,740$396,740vs Mar 28, 201256SEC filing
Mar 28, 2012Amendment$9,502,000$666,000vs Mar 23, 201254SEC filing
Mar 23, 2012Amendment$8,836,000$975,000vs Mar 16, 201247SEC filing
Mar 16, 2012Amendment$7,861,000$2,312,500vs Mar 6, 201242SEC filing
Mar 6, 2012Initial$5,548,500No comparison26SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$631K
Finders' fees
$0
Form D file number
021-174408

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Christopher Capra2691295Advanced Equities, Inc. · CRD 35545
Christopher M Demario5432080Advanced Equities, Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities, Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities, Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Jordan Berlin821934Advanced Equities, Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities, Inc. · CRD 35545
Joe Hede2389098Advanced Equities, Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities, Inc. · CRD 35545
William Schrimpf415220Advanced Equities, Inc. · CRD 35545
Bijal Modi5155401Advanced Equities, Inc. · CRD 35545
George Wojciechowski4498456Advanced Equities, Inc. · CRD 35545
John Ferrick2568789Advanced Equities, Inc. · CRD 35545
James Kozak2237880Advanced Equities, Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities, Inc. · CRD 35545
Chris Gambino4129800Advanced Equities, Inc. · CRD 35545
Brian Czupek2254610Advanced Equities, Inc. · CRD 35545
Chris Clark1952666Advanced Equities, Inc. · CRD 35545
Aaron Michael Daughterty5122086Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI BLOOM SECONDARY II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$2.97M
Beneficial owners
41
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1295734 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-1505117983

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Bloom Management Corporation Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606