Form D · Venture Capital Fund

AEI BLOOM SECONDARY I, LLC

Chicago, IL · CIK 0001545222

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$1.94M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Feb 22, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$968K$1.94MMar 21, 2012: $1,583,900.00Mar 21, 2012Apr 13, 2012: $1,711,400.00Apr 13, 2012Apr 27, 2012: $1,936,400.00Apr 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,711,400 → $1,936,400
  • Reported investors39 → 46

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Amendment$1,936,400$225,000vs Apr 13, 201246SEC filing
Apr 13, 2012Amendment$1,711,400$127,500vs Mar 21, 201239SEC filing
Mar 21, 2012Initial$1,583,900No comparison34SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$116K
Finders' fees
$0
Form D file number
021-175344

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Brian Padgett4728464Advanced Equities, Inc. · CRD 35545
Charles Proulx5384945Advanced Equities, Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545
Christopher Capra2691295Advanced Equities, Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities, Inc. · CRD 35545
Eric Richardson3182616Advanced Equities, Inc. · CRD 35545
Jordan Berlin821934Advanced Equities, Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities, Inc. · CRD 35545
Joe Hede2389098Advanced Equities, Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities, Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities, Inc. · CRD 35545
William Pedersen2586686Advanced Equities, Inc. · CRD 35545
Tyler Engh5132951Advanced Equities, Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities, Inc. · CRD 35545
Shawn Rogers3081518Advanced Equities, Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI BLOOM SECONDARY, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$427K
Beneficial owners
59
ADV minimum commitment
$100K

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1295734 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-7801183165

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Bloom Management Corporation Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606