Form D · Venture Capital Fund
AEI 2007 VENTURE INVESTMENTS III LLC
Chicago, IL · CIK 0001419688
Offering snapshot reported Jul 6, 2009 · SEC filing
- Reported sold
- $9.77M Indefinite offering
- Investors reported
- 112 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Oct 17, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2009 | Amendment | $9,768,641 | No comparison | 112 | SEC filing |
| Nov 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $487K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-111554
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kevin Barrett | 5241590 | Advanced Equities Inc. · CRD 35545 |
| Eric Rubenstein | 1709086 | Advanced Equities Inc. · CRD 35545 |
| Scott Cardone | 3192798 | Advanced Equities Inc. · CRD 35545 |
| Gordon Fallone | 1767760 | Advanced Equities Inc. · CRD 35545 |
| William Metz | 808295 | Advanced Equities Inc. · CRD 35545 |
| Barry Mohr | 337634 | Advanced Equities Inc. · CRD 35545 |
| James Piff | 1991874 | Advanced Equities Inc. · CRD 35545 |
| Hayward Roy | 2842866 | Advanced Equities Inc. · CRD 35545 |
| Stephen Allen | 4535419 | First Allied Securities Inc. · CRD 32444 |
| Jeff Allman | 4460820 | First Allied Securities Inc. · CRD 32444 |
| Brian Bishop | 3173651 | First Allied Securities Inc. · CRD 32444 |
| Tim Buscher | 1369454 | First Allied Securities Inc. · CRD 32444 |
| Gary Cousino | 726486 | First Allied Securities Inc. · CRD 32444 |
| Cindy Couyoumjian | 1456630 | First Allied Securities Inc. · CRD 32444 |
| Christine Tang | 4774839 | First Allied Securities Inc. · CRD 32444 |
| Richard Cuba | 1171265 | First Allied Securities Inc. · CRD 32444 |
| Tim Doyle | 819541 | First Allied Securities Inc. · CRD 32444 |
| Trevin Epps | 4278077 | First Allied Securities Inc. · CRD 32444 |
| Frisco Escudero | 2794899 | First Allied Securities Inc. · CRD 32444 |
| Gaston Escudero | 2077442 | First Allied Securities Inc. · CRD 32444 |
| Brian Farley | 2700699 | First Allied Securities Inc. · CRD 32444 |
| Michael Farley | 4331424 | First Allied Securities Inc. · CRD 32444 |
| Jason Fettig | 3032761 | First Allied Securities Inc. · CRD 32444 |
| Jeffrey Forehand | 1618003 | First Allied Securities Inc. · CRD 32444 |
| Thomas Fortino | 2579139 | First Allied Securities Inc. · CRD 32444 |
| Mark Frederick | 2132368 | First Allied Securities Inc. · CRD 32444 |
| Allen Gamble | 2746330 | First Allied Securities Inc. · CRD 32444 |
| Terry Garland | 1986864 | First Allied Securities Inc. · CRD 32444 |
| Jerry Gruber | 1195389 | First Allied Securities Inc. · CRD 32444 |
| Graham Guess | 2803700 | First Allied Securities Inc. · CRD 32444 |
| Chang Soo Han | 1048237 | First Allied Securities Inc. · CRD 32444 |
| Peter Han | 4704497 | First Allied Securities Inc. · CRD 32444 |
| Kevin Hermening | 2070967 | First Allied Securities Inc. · CRD 32444 |
| Richard Hsieh | 2934210 | First Allied Securities Inc. · CRD 32444 |
| Ron Icabone | 1097766 | First Allied Securities Inc. · CRD 32444 |
| Arvind Kulkarni | 1763821 | First Allied Securities Inc. · CRD 32444 |
| Paul Lewis | 1052535 | First Allied Securities Inc. · CRD 32444 |
| Raymond Lucia | 1073284 | First Allied Securities Inc. · CRD 32444 |
| Andrew Markham | 1863372 | First Allied Securities Inc. · CRD 32444 |
| Catherine McGannon | 3073939 | First Allied Securities Inc. · CRD 32444 |
| Ken Noyce | 1330372 | First Allied Securities Inc. · CRD 32444 |
| James Randel | 871536 | First Allied Securities Inc. · CRD 32444 |
| David Reneau | 2766306 | First Allied Securities Inc. · CRD 32444 |
| Timothy Rice | 2417854 | First Allied Securities Inc. · CRD 32444 |
| Jerry W Roe | 2982239 | First Allied Securities Inc. · CRD 32444 |
| Staci Scharadin | 3202644 | First Allied Securities Inc. · CRD 32444 |
| Andrew Scheirer | 4256666 | First Allied Securities Inc. · CRD 32444 |
| Verna Schoen | 1420124 | First Allied Securities Inc. · CRD 32444 |
| Ronald Selik | 1616960 | First Allied Securities Inc. · CRD 32444 |
| Lynn Siewert | 1057367 | First Allied Securities Inc. · CRD 32444 |
| Charles Snyder | 429761 | First Allied Securities Inc. · CRD 32444 |
| Richard Stevens | 852090 | First Allied Securities Inc. · CRD 32444 |
| William Tatro | 808176 | First Allied Securities Inc. · CRD 32444 |
| Michael Thiel | 1108580 | First Allied Securities Inc. · CRD 32444 |
| Erik Weir | 2009973 | First Allied Securities Inc. · CRD 32444 |
| Tracy Whited | 2022462 | First Allied Securities Inc. · CRD 32444 |
| Chris Whited | 2530579 | First Allied Securities Inc. · CRD 32444 |
| Robert S. Wright | 2174368 | First Allied Securities Inc. · CRD 32444 |
Source: Form D, filed Jul 6, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Aei Vimco, Inc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
311 South Wacker Dr Suite 6150
Chicago, IL, 60606
Chicago, IL, 60606