Form D · Venture Capital Fund

AEI 2007 VENTURE INVESTMENTS I, LLC

Chicago, IL · CIK 0001394036

Offering snapshot reported Aug 4, 2009 · SEC filing

Reported sold
$9.87M
Indefinite offering
Investors reported
100
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Mar 9, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2009Amendment$9,868,536No comparison100SEC filing
Mar 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$546K (estimated)
Finders' fees
$0
Form D file number
021-101240

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
Robert James871525Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Galinsky1513926Advanced Equities Inc. · CRD 35545
Robert Marassa2649843Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Todd Harrigan2516869Advanced Equities Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
James Babb2426236First Allied Securities Inc. · CRD 32444
Dennis Colley1517102First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Anthony Diaz4131948First Allied Securities Inc. · CRD 32444
Mark Frederick2132368First Allied Securities Inc. · CRD 32444
Allen Gamble2746330First Allied Securities Inc. · CRD 32444
Graham Guess2803700First Allied Securities Inc. · CRD 32444
Michael Hartenstein4532921First Allied Securities Inc. · CRD 32444
Richard Johnson702768First Allied Securities Inc. · CRD 32444
Michael Junck2689262First Allied Securities Inc. · CRD 32444
Caprice Mallett1345520First Allied Securities Inc. · CRD 32444
Alan Marcum1044638First Allied Securities Inc. · CRD 32444
Howie Pearsol2286977First Allied Securities Inc. · CRD 32444
John Montgomery1033543First Allied Securities Inc. · CRD 32444
Ryan Peterson2206897First Allied Securities Inc. · CRD 32444
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Eric Shore2375397First Allied Securities Inc. · CRD 32444
Lynn Siewert1057367First Allied Securities Inc. · CRD 32444
Arthur Lee Smith714581First Allied Securities Inc. · CRD 32444
Erik Weir2009973First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Frisco Escudero2794899First Allied Securities Inc. · CRD 32444
Gaston Escudero2077442First Allied Securities Inc. · CRD 32444
Paul Escudero2111381First Allied Securities Inc. · CRD 32444
Stuart Hoshide1838860First Allied Securities Inc. · CRD 32444
Andrew Markham1863372First Allied Securities Inc. · CRD 32444
Michael Wegner1638972First Allied Securities Inc. · CRD 32444
Ronald Whited1643066First Allied Securities Inc. · CRD 32444
Tracy Whited2022462First Allied Securities Inc. · CRD 32444

Source: Form D, filed Aug 4, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI 2007 VENTURE INVESTMENTS I, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$102K
Beneficial owners
101
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1519582 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-1289387020

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Venture Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Dr Suite 1650
Chicago, IL, 60606