Form D · Venture Capital Fund

AEI 2007 Venture Access Fund II, LLC

Chicago, IL · CIK 0001410964

Offering snapshot reported Sep 21, 2009 · SEC filing

Reported sold
$8.19M
Offering amount: $8.19M
Investors reported
51
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jun 25, 2007
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2009Amendment$8,190,569No comparison51SEC filing
Oct 27, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 24, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$383K (estimated)
Finders' fees
$0
Form D file number
021-107972

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James Kozak2237880Advanced Equities Inc. · CRD 35545
John Galinsky1513926Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Ryan Peterson2206897First Allied Securities Inc. · CRD 32444
Mark Armstrong3002120First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Cindy Couyoumjian1456630First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Arvind Kulkarni1763821First Allied Securities Inc. · CRD 32444
Anthony Diaz4131948First Allied Securities Inc. · CRD 32444
Richard Dreskin71895First Allied Securities Inc. · CRD 32444
Brian Farley2700699First Allied Securities Inc. · CRD 32444
Mark Frederick2132368First Allied Securities Inc. · CRD 32444
Arthur Hsieh2086229First Allied Securities Inc. · CRD 32444
Vikki Johnson1926958First Allied Securities Inc. · CRD 32444
Hank Korngut1916347First Allied Securities Inc. · CRD 32444
Mark McKinnon728601First Allied Securities Inc. · CRD 32444
Mark Morgan848207First Allied Securities Inc. · CRD 32444
Ken Noyce1330372First Allied Securities Inc. · CRD 32444
Victoria Powell4805256First Allied Securities Inc. · CRD 32444
Michael Robertson823461First Allied Securities Inc. · CRD 32444
Staci Scharadin3202644First Allied Securities Inc. · CRD 32444
Ellias Stabinsky1571758First Allied Securities Inc. · CRD 32444
Gary Stratton707452First Allied Securities Inc. · CRD 32444
Deborah Walker833928First Allied Securities Inc. · CRD 32444
Andrew Koerner2207442First Allied Securities Inc. · CRD 32444
Gile Williams1062570First Allied Securities Inc. · CRD 32444
Christopher Wright725409First Allied Securities Inc. · CRD 32444
Amram Yahalom1080277First Allied Securities Inc. · CRD 32444

Source: Form D, filed Sep 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEI 2007 VENTURE ACCESS FUND II, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$885K
Beneficial owners
54
ADV minimum commitment
$100K

Reported in Form ADV on Oct 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ADEPTUS PARTNERS LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

ADEPTUS PARTNERS LLC
PCAOB 3686

Filing source

Form ADV 1791924 · Oct 6, 2023 · Schedule D 7.B.(1), fund 805-2817498747

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Aei Vafi, Inc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Drive Suite 1650
Chicago, IL, 60606